WebOct 6, 2024 · The purpose of the Client Assets Sourcebook (CASS) is to ensure that client money and assets are always protected. Importantly, all money and assets held for a client can be returned promptly, … WebCASS 1.5.2 G 01/12/2004 RP. For any electronic communication with a customer, a firm should: (1) have in place appropriate arrangements, including contingency plans, to …
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WebCompliance with ‘CASS’ (or the ‘Client Assets Sourcebook’) has been in the spotlight since the failure of Lehman Brothers in 2008. Why the ongoing focus and what do regulated firms need to be aware of? The principal objective of the FCA’s CASS Rules is to keep Client Assets safe in the event of a firm’s failure. A fundamental ... WebWhy is CASS not perceived to be a well-embedded regulation, and why does it continue to draw attention? If it was, surely PS14/9 (Review of the client assets regime for … make up artist glasgow city centre
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WebFeb 10, 2024 · This course focuses on providing knowledge, understanding and insight in relation to the Client Money and Asset Sourcebook (CASS) as a document and as a body of regulation applicable to thousands of firms. This course focuses specifically on the Client Money rules (CASS 7), and the Client Assets rules (CASS 6), looking closely at the ... WebFeb 10, 2024 · This course focuses on providing knowledge, understanding and insight in relation to the Client Money and Asset Sourcebook (CASS) as a document and as a … WebAug 16, 2024 · The Regulations and the Rules are not exhaustive, however - the regime interacts closely with the Financial Conduct Authority's (FCA) Client Asset Sourcebook (CASS) which sets out a detailed framework for the segregation and protection of client assets, including money, held by investment banks and CASS includes rules dealing … makeup artist goldsboro nc