WebFeb 1, 2024 · In 2024, the SEC and CFTC redoubled their efforts to preserve market integrity and shut down financial frauds. Both in size and composition, the agencies’ … WebApr 7, 2024 · Back to TopCFTC Releases Annual Enforcement Results Synopsis: On October 20, 2024, the CFTC released its annual enforcement results for its fiscal year 2024, demonstrating its continued commitment ...
SEC And CFTC Enforcement Priorities Under The New Administration ...
Web15 hours ago · AGENCY: Commodity Futures Trading Commission. ACTION: Notice. SUMMARY: The Commodity Futures Trading Commission (CFTC or Commission) is announcing an opportunity for public comment on the proposed renewal of a collection of certain information by the agency. Under the Paperwork Reduction Act (PRA), Federal … WebNov 18, 2024 · FERC, CFTC, and State Energy Law Developments FERC Enforcement ‘Is Back’: FY 2024 Annual Report on Enforcement November 18, 2024 On November 17, … bmw telefonbuch.exe
Regulatory and enforcement trends at the CFTC and FERC: Spring 2024 …
WebDec 12, 2024 · This Staff Advisory asserts that many non-U.S. swap dealers have been deviating from chief compliance officer annual reporting requirements. Dually registered swap dealers and security-based swap dealer that intend to submit the same or similar report to the CFTC and SEC should consider this advisory when preparing their report. WebJul 6, 2024 · The order requires BNPP to pay a $6 million civil monetary penalty, cease and desist from violating the applicable provisions of the CEA and CFTC regulations, and comply with certain conditions and undertakings, including that BNPP make, within one year, a written report to the Division of Enforcement regarding the swap dealer’s compliance … WebCFTC sues individual, his firm for misappropriation and fictitious trading CFTC v. Peter Miller et al. (S.D. Tex. December 10, 2024, contested) The CFTC brought a case against an individual and his firm for allegedly misappropriating nonpublic information and engaging in fictitious trading. According to the CFTC, from 2015 through 2024, the clickhouse length